Index of Business Law Manuscripts by North Carolina Lawyers (1992-1997)

Index of Business Law Manuscripts by North Carolina Lawyers (1992-1997)

Lists business law manuscripts that have been presented through this ongoing program of the Bar Association. All manuscripts are available from the North Carolina Bar Foundation.

Business Law Section
CLE Manuscripts Index

Supplemental Topical Index to the Business Law Section CLE Manuscripts

(February 1994 through February 1997)

The Business Law Section of the North Carolina Bar Association is actively involved in the planning and presenting of continuing legal education ("CLE") seminars through the North Carolina Bar Foundation. Listed below are business law manuscripts that have been presented through this ongoing program of the Bar Association. All manuscripts are available from the North Carolina Bar Foundation. Inquiries should be directed to the Director of CLE (or staff) at the Bar Center (800-662-7407).

This list supplements the CLE Directory published in the 1994 Business Law Section Membership Directory. Where the manuscripts for the 1994 and 1996 "Basics of Business Law" program are substantially the same, only the 1996 program references are mentioned in the Index. This Index also includes CLE topics presented by the Corporate Counsel Section during the period. Forms included in CLE manuscripts have not been identified in the Index.

List of Indexed Manuscripts

Manuscript Number	Title	Date
534	Basics of Business Law	5/94
537	Current Issues Facing Corporate Counsel (Corporate Counsel Section)	5/94
556	The Nonprofit Corporation
569	Ethics for the Business Lawyer	2/95
570	1995 Business Law Section and International Law Annual Meeting: Selected Business Law Issues	2/95
585	Hot-Button Issues in the Corporate Environment (Corporate Counsel Section)	5/95
600	UCC Institute	9/95
632	10th Annual Business Law Institute: Ethics for the Antitrust, Business & Corporate Attorney	2/96
633	1996 Business Law Section and International Law Annual Meeting: Selected Business Law Issues	2/96
642	Basics of Business Law	4/96
648	1996 Corporate Counsel Section Annual Meeting	5/96
682	1997 Business Law Section and International Law Section Annual Meeting: Selected Business Law Issues	2/97
697	1997 Corporate Counsel Section Annual Meeting	5/97

Accounting (see also International)

Topic		Manuscript Number	Section/ Page
Reports on Internal Controls		682	IV-1
	Independent Accountant's Report	682	IV-1
	Fraud - Detection of	682	IV-12

Acquisitions

Topic	Manuscript Number	Section/ Page
Agreements in Principle	642	VII-22
Definitive Agreement	642	VII-51
Disclosure	642	VII-26
Employee Benefits in Mergers & Acquisitions	642	X-30
Legal Developments (non-N.C.)	633	I-3
Lock-Up Arrangements and No-Shop Provisions	642	VII-33
Negotiating Strategy & Techniques	642	VII-17
Preliminary Matters	642	VII-13
Role of Attorney	642	VII-2
Structuring the Transaction	642	VII-42

Alternative Dispute Resolution

Topic		Manuscript Number	Section/ Page
ADR Generally		682	VIII-A-1
	Binding Procedures	682	VIII-A-3
	Non-Binding Procedures	682	VIII-A-2
Arbitration Law and Advocacy		682	VIII-A-10
	Clauses	682	VIII-A-12
	Election	682	VIII-10
	Enforcement	682	VIII-13
	Forum	682	VIII-11
	Punitive Damages	682	VIII-13
International Commercial Arbitration (see International)
Mandatory ADR (N.C.)		682	VIII-5
	Custody and Visitation	682	VIII-5
	Farm Nuisance	682	VIII-6
	Non-Binding Arbitration	682	VIII-5
	Settlement Conference Mediation	682	VIII-5
Mediation		648	II-1
	Examples	648	II-14
	Procedures	648	II-7
	When to Use	648	II-1

Antitrust (see also Ethics)

Topic				Manuscript Number	Section/ Page
Antitrust Policy: Clinton Administration				537	II-28
	Civil Litigation			537	II-28
	Diminished Reliance on Economics			537	II-30
	"Facilitating" Conduct			537	II-30
	Technology and Innovation			537	II-29
	Vertical Restraints			537	II-29
Distribution (See Restraints of Trade, this heading)
	Dealer Termination			537	II-24
	Promotional Payments and Programs			537	II-28
	Vertical Price Fixing			537	II-21
Immunities and Exemptions				642	VIII-70
	Local Government			642	VIII-70
	Petitioning Activity			642	VIII-70
	State			642	VIII-70
Overview of Trade Regulation				642	VIII-1
Price Discrimination				642	VIII-44
	Buyer's Liability			642	VIII-50
		Inducement		642	VIII-52
		Knowing Inducement		642	VIII-50
		State Law		642	VIII-51
		Unlawful Price Discrimination		642	VIII-51
	Promotional Services			642	VIII-49
		Availability		642	VIII-50
		Competing Customers		642	VIII-50
		Nature of Services		642	VIII-49
		Proportional Equality		642	VIII-50
	Seller's Defenses			642	VIII-47
	Change in Conditions			642	VIII-47
		Cost Justification		642	VIII-47
		Functional Availability		642	VIII-48
		Functional Discounts		642	VIII-48
		Meeting Competition		642	VIII-47
	Seller's Liability			642	VIII-44
		Commodities Required		642	VIII-45
		Goods of Like Grade/Quality		642	VIII-45
		Injury to Competition		642	VIII-46
		Interstate Transaction		642	VIII-44
		Multiple Sales		642	VIII-45
		Price Discrimination		642	VIII-45
	State Price Discrimination Statutes			642	VIII-48
	Statutory Exemptions			642	VIII-52
		Cooperatives		642	VIII-52
		Non-Profit		642	VIII-52
		Sales to Governmental Agencies		642	VIII-53
Product Labeling and Packaging				642	VIII-71
	Labeling			642	VIII-71
		Copyright		642	VIII-71
		Other		642	VIII-76
		Trademark		642	VIII-73
		Unfair Competition		642	VIII-74
	Packaging			642	VIII-74
		Copyright		642	VIII-76
		Trademark		642	VIII-76
		Unfair Competition		642	VIII-76
Product Warranties (see Consumer Law)
Regulation of Industry Trade Practices				642	VIII-61
	Antitrust Regulation			642	VIII-61
		Agriculture		642	VIII-61
		Cooperative Research		642	VIII-67
		Export Trading		642	VIII-66
		Financial Institutions		642	VIII-61
		Health Care		642	VIII-62
			Credentialing	642	VIII-62
			N.C. Hosp. Cooperation Act	642	VIII-62
			PPOs	642	VIII-62
		Insurance		642	VIII-63
		Labor		642	VIII-64
		Motor Fuel		642	VIII-65
		Motor Vehicle		642	VIII-65
		Newspaper		642	VIII-66
		Soft Drinks		642	VIII-66
	Trade Practices Rules			642	VIII-67
		Business Opportunities/Franchises		642	VIII-67
			Diamond Industry	642	VIII-67
			Debt Collection	642	VIII-67
			Entertainment	642	VIII-69
			Funeral	642	VIII-69
			Other	642	VIII-69
			Used Vehicles	642	VIII-69
Restraints of Trade - Concerted Action
	Dual Distribution			642	VIII-34
	Horizontal Restraints			642	VIII-13
		Agreements as to Price		642	VIII-13
			Express Price Fixing	642	VIII-13
			Joint Purchasing	642	VIII-15
			Price Related Agreements	642	VIII-13
			Information Exchanges	642	VIII-13
			Other	642	VIII-14
		Concerted Refusals to Deal		642	VIII-16
			Generally	642	VIII-16
			Product Standardization	642	VIII-17
			Trade Association	642	VIII-17
		Covenants Not to Compete		642	VIII-15
		Joint Ventures		642	VIII-17
			Ancillary Restraints	642	VIII-18
			Basic Principles	642	VIII-18
			Federal Legislation	642	VIII-19
		Liability		642	VIII-19
		Market Allocation Agreements		642	VIII-15
	Section 1 of the Sherman Act: Elements			642	VIII-5
		Contract, Combination or Conspiracy		642	VIII-5
		Effect on Interstate Commerce		642	VIII-9
		Unreasonableness of Restraint		642	VIII-9
	Vertical Restraints			634	VIII-20
		Regulatory Guidelines		634	VIII-34
		Vertical Non-Price Restraints		642	VIII-27
			Exclusive Dealing	642	VIII-30
			Exclusive Distributorship	642	VIII-29
			Location Clauses	642	VIII-28
			Profit Passover Clause	642	VIII-28
			Seller's Right to Control	642	VIII-27
			Territorial and Customer Restrictions	642	VIII-29
			Tying Arrangements	642	VIII-32
		Vertical Price Restraints		642	VIII-20
			N.C.G.S. Chapter 75	642	VIII-25
			Consignment Arrangements	642	VIII-24
			Dealer Assistance Programs	642	VIII-24
			Establishing a Conspiracy	642	VIII-21
			General Rule	642	VIII-20
			"Most Favored Nations" Clauses	642	VIII-26
			Paired with Nonprice Restraints	642	VIII-25
Restraints of Trade: Monopolization				642	VIII-34
	Attempt to Monopolize: Elements			642	VIII-42
		Anticompetitive Conduct		642	VIII-43
		Dangerous Probability of Success		642	VIII-43
		Specific Intent		642	VIII-42
	Monopolization: Elements			642	VIII-35
		Monopolizing Conduct		642	VIII-38
		Monopoly Power		642	VIII-35
Unfair Trade Practices				642	VIII-53
	Federal Trade Commission Act			642	VIII-53
		Unfair Competition		642	VIII-54
		Unfair and Deceptive Acts		642	VIII-54
	N.C.G.S. § 75-1.1			642	VIII-56
		Basic Principles		642	VIII-56
			Bifurcated Procedure	642	VIII-56
			Elements	642	VIII-56
			Injury to Competition	642	VIII-56
			Non-Assignability	642	VIII-57
			Private Right of Action	642	VIII-57
		Conduct		642	VIII-58
		Scope		642	VIII-59
			Breach of Contract	642	VIII-59
			Employment Relationships	642	VIII-61
			Extraordinary Activities	642	VIII-60
			Learned Professions	642	VIII-59
			Media	642	VIII-60
			Residential Sales	642	VIII-59
			Securities Transactions	642	VIII-60

Arbitration (see Alternative Dispute Resolution, International and Foreign Judgments and Arbitration Awards)

Asset Securitization (see Securities Regulation)

Attorneys (see also Ethics)

Topic						Manuscript Number	Section/ Page
In-House and Outside Counsel Relationship						648	I-1

Bankruptcy

Topic			Manuscript Number	Section/ Page
Bankruptcy and U.C.C. Article 2			600	VII-1
Bankruptcy and U.C.C. Article 9			600	VII-5
Bankruptcy/Insolvency Issues Relating to Interest Rate Swap			570	VI-26
Bankruptcy Reform Act of 1994
	Continued Perfection		633	VIII-21
	Liability of Non-Insider Transferees		633	VIII-2
	Mortgage Holders; Single Asset Bankruptcy		633	VIII-11
	Non-Residential Realty Leases		633	VIII-17
	Perfection of Purchase-Money Security Interests		633	VIII-27
	Personal Property Leases		633	VIII-20
	Post-Petition Security Interests		633	VIII-14
		Rents and Lodging Payments	633	VIII-14
	Priority for Independent Sales Representatives		633	VIII-23
	Reclamation of Goods		633	VIII-8
		Bankruptcy Basics	633	VIII-8
		State Law	633	VIII-8
	Residential Mortgages in Chapter 11		633	VIII-16
	Return of Goods		633	VIII-10
General (1995 update)			570	I-8
Limited Liability Entities			682	II-1
	Administrative Issues		682	II-2
		Authority to File	682	II-3
		Eligibility of LLE to be Debtor	682	II-2
		Property of Estate	682	II-4
		Rights of Partnership Trustee vs. Partners of LLP	682	II-5
		Venue Issues	682	II-3
	Bankruptcy by a Member		682	II-7
	Impact of Filing by a LLE		682	II-6
		Automatic Stay/Individual Liability	682	II-6
		Duties to Members and Creditors	682	II-6
		Plan Issues	682	II-6
	LLE as Bankruptcy-Remote Entity		682	II-16
		Asset Securitization	682	II-16
		Loan Workout	682	II-17
	Tax Treatment		682	II-14

Business Law Developments (Annual Updates)

Topic		Manuscript Number	Section/ Page
1995 Update		570	I-3
	Bankruptcy Law	570	I-8
	Case Law-Delaware	570	I-7
	Case Law-North Carolina	570	I-3
	Securities Regulation	570	I-V
1996 Update		633	I-1
	Case Law - NC	633	I-1
	Case Law - Other	633	I-3
	Federal Securities Law	633	I-4
	N.C. Business Corp. Act	633	I-2
	Private Securities Litigation Reform Act	633	I-7
1997 Update (see Securities Regulation)

Choice of Business Entity (see also Corporations, Limited Liability Companies, Partnerships, Tax)

Topic			Manuscript Number	Section/ Page
Considerations in Choosing a Business Entity
	Checklist		642	I-4
	Dispute Resolution		642	I-3
	Expense of Formation and Maintenance		642	I-2
	Gathering Information		642	I-1
	Regulatory Issues		642	I-2
	Role of the Attorney		642	I-3
Corporate Form
	Compensation and Fringe Benefits		642	I-27
		"C" Corporations	642	I-28
		"S" Corporations	642	I-27
	Continuity of Existence		642	I-22
	Fiduciary Obligations of Officers and Directors		642	I-21
	Flexibility of Capitalization		642	I-22
	Formation		642	I-18
		Maintenance Costs	642	I-19
	Governing Law		642	I-19
	Income Tax Considerations		642	I-23
		"C" Corporations	642	I-23
		"S" Corporations	642	I-25
	Liability		642	I-20
	Management		642	I-21
	Summary		642	I-29
	Transferability of Interest		642	I-22
General Partnership
	Apparent Authority of General Partners		642	I-10
	Compensation and Fringe Benefits		642	I-12
	Continuity of Existence		642	I-11
	Fiduciary Duties		642	I-11
	Formation		642	I-8
		Maintenance Costs	642	I-9
	Governing Law		642	I-10
	Income Tax Considerations		642	I-12
	Liability		642	I-10
	Management		642	I-10
	Summary		642	I-14
	Transferability of Interest		642	I-12
Limited Liability Companies
	Compensation and Fringe Benefits		642	I-32
	Continuity of Existence		642	I-31
	Fiduciary Relationships		642	I-31
	Formation		642	I-29
		Maintenance	642	I-29
	Governing Law		642	I-30
	Income Tax Considerations		642	I-32
	Liability		642	I-30
	Management		642	I-30
	Professional Limited Liability Company		642	I-32
	Summary		642	I-33
	Transferability of Interest		642	I-31
Limited Liability Partnership
	Formation		642	I-33
	Liability of Partners		642	I-33
	Other Characteristics		642	I-34
Limited Partnership
	Compensation and Fringe Benefits		642	I-17
	Continuity of Existence		642	I-16
	Fiduciary Relationships		642	I-16
	Formation		642	I-14
		Maintenance Costs	642	I-14
	Governing Law		642	I-14
	Income Tax Considerations		642	I-17
	Liability		642	I-15
	Management		642	I-15
	Summary		642	I-17
	Transferability of Interest		642	I-16
Sole Proprietors
	Changing the Form of Entity		642	I-7
	Compensation and Fringe Benefits		642	I-7
	Continuity of Business		642	I-6
	Formation		642	I-6
		Maintenance Costs	642	I-6
	Governing Law		642	I-6
	Income Tax Considerations		642	I-8
	Liability		642	I-6
	Summary		642	I-8
	Transferability of Interest		642	I-6
Specialized Entities
	Choice of Entity Chart		642	I-38
	Domestic International Sales Corporation		642	I-36
	Foreign Sales Corporation		642	I-36
	General		642	I-34, I-37
	Passive Foreign Investment Company		642	I-36
	Personal Holding Company		642	I-36
	Personal Service Corporation		642	I-37
	Publicly Traded Partnership		642	I-34
	Qualified Small Business		642	I-35
	Real Estate Investment Trust		642	I-35
	Real Estate Mortgage Investment Conduit		642	I-36
	References		642	I-73
	Regulated Investment Company		642	I-35
	Rev. Proc. 89-12		642	I-41
	Rev. Proc. 91-13		642	I-45
	Rev. Proc. 95-10		642	I-49
	S Corporation Reform Act of 1995		642	I-55
	Small Business Corporation		642	I-34
	Small Business Investment Company		642	I-35
	Specialized Small Business Investment Company		642	I-35
	Tax Compliance Chart		642	I-40

Commercial Loan Transactions

Topic		Manuscript Number	Section/ Page
Closing Checklist		642	VI-5
Commitment Letter		642	VI-3
	Conditions	642	VI-4
	Fee and Costs	642	VI-4
	General Considerations	642	VI-3
	Terms	642	VI-3
Loan Agreement		642	VI-5, VI-25
	Commitment to Lend	642	VI-6
	Conditions Precedent	642	VI-13
	Covenants	642	VI-16
	Default and Remedies	642	VI-19
	Definitions of Terms	642	VI-5
	Enforcement of Remedies	642	VI-21
	General Considerations	642	VI-5
	Repayment	642	VI-8
	Representations and Warranties	642	VI-14
	Security	642	VI-13
Negotiating and Documenting		642	VI-1
Negotiation Process		642	VI-1
Other Loan Documents		642	VI-21
	General Considerations	642	VI-21
	Guaranty	642	VI-22
	Miscellaneous Closing Requirements	642	VI-24
	Security Agreement	642	VI-22

Compensation

Topic		Manuscript Number	Section/ Page
Equity Incentive Plans
	Book Value Plans	585	II-19
	Performance Share Plans	585	II-15
	Restricted Stock Plans	585	II-16
	Securities Law Issues	585	II-21
	Stock Appreciation Rights and Phantom Stock	585	II-9
	Stock Option Plans	585	II-21

Computer Law (see Internet)

Consumer Law

Topic		Manuscript Number	Section/ Page
Consumer Product Warranties
	Magnuson-Moss Act	642	VIII-77
	Remedies	642	VIII-79
	Requirements	642	VIII-78
	Scope	642	VIII-78
	Special State Laws	642	VIII-78
	U.C.C	642	VIII-77

Corporations (see also Choice of Business Entity and Director and Officer Duties and Liabilities)

Topic		Manuscript Number	Section/ Page
Corporate Compliance Programs
	Codes of Conduct	697	III-4
	Factors	697	III-3
	Practical Experience	697	III-1
	Risk Factors	697	III-7
	Training Programs	697	III-6
Director and Shareholder Meetings
	Business	682	V-5
	Minutes	682	V-5
	Motions	682	V-7
	Parliamentary Procedure	682	V-1
	Procedures	682	V-3
	Reports	682	V-5
Organizing and Operating a Corporation
	Articles of Amendment	642	II-34, II-67
	Articles of Dissolution	642	II-68
	Articles of Incorporation	642	II-30
	Bylaws	642	II-44
	Capital Structure	642	II-14
	Consideration for Shares	642	II-13
	Corporate Formalities	642	II-24
	Designation of Offices	642	II-13
	Dissolution and Liquidation	642	II-28
	Initial Franchise Tax Return	642	II-14
	Organizational Resolutions	642	II-12
	Shareholder Rights	642	II-17
	Shareholders' Agreement	642	II-59
Rights and Remedies of Shareholders (see Shareholders' Rights)
	Shareholder Liability	633	I-1

Director and Officer Duties and Liabilities (see also Shareholder Rights)

Topic	Manuscript Number	Section/ Page
Business Judgment Rule	642	XIV-12
Corporate Opportunity Doctrine	633	I-3
Duties to Shareholders	642	XIV-5
Insurance and Indemnification	642	XIV-13
Liabilities under NCBCA	642	XIV-11
Liabilities under Securities Laws	642	XIV-11

Distributors (see Antitrust and International)

Employee Benefits (see ERISA and Employee Benefits)

Employment Law

Topic			Manuscript Number	Section/ Page
Administrative Notice Requirements: Checklist			570	IX-27
Americans with Disabilities Act			648	III-20
At-Will Employment			642	IX-31
Discrimination			642	IX-1
	Age Discrimination		642	IX-12
	Burden of Proof		642	IX-17
	Civil Rights Acts of
		1866	642	IX-10
		1964	642	IX-6
	Equal Pay Act		642	IX-14
	Executive Orders		642	IX-16
	Legislation		642	IX-1
	Theories		642	IX-16
	Vietnam Era Veterans Readjustment Assistance Act (VEVRA)		642	IX-15
	Vocational Rehabilitation Act (VRA)		642	IX-14
Drug Testing			642	IX-24
	Controlled Substances Regulation (N.C.)		642	IX-25
	Department of Defense		642	IX-25
	Department of Transportation		642	IX-25
	Drug Free Workplace Act		642	IX-24
	Nuclear Regulatory Commission		642	IX-24
Employee Benefit Plans (see ERISA and Employee Benefits)			642	X-
Employee Benefits Update (1997)			697	II-22
Employee Polygraph Protection Act			642	IX-27
Employment Practices Update (1997)			697	II-1
Ethics in Employment Matters (see Ethics)			632	II-1
Family and Medical Leave Act of 1993			570	IX-1, IX-35
	Covered Employers		570	IX-1
	Documentation Required		570	IX-7
	Eligible Employees		570	IX-2
	Employee Benefits		570	IX-13
	Employee's Notice		570	IX-19
	Employer's Notice		570	IX-20
		Checklist	570	IX-27
	Employer's Records		570	IX-21
		Checklist	570	IX-28
	Employer's Rights		570	IX-16
	Enforcement		570	IX-25
	FMLA and ADA		570	IX-22
	FMLA and COBRA		570	IX-24
	FMLA and Workers Compensation		570	IX-23
	How Much Leave		570	IX-2
	Leave Taken in Parts		570	IX-9
	Paid Leave		570	IX-11
	Policy Checklist		570	IX-26
	Short-Term Disability		570	IX-24
	When Leave is Available		570	IX-3
Handicapped Persons Protection Act (N.C.)			642	IX-15
Immigration Reform and Control Act			642	IX-26
	Record Keeping		642	IX-26
	Unfair Employment		642	IX-26
	Unlawful Hiring		642	IX-26
Labor Management Relations Act			642	IX-20
	Employee Action Committees		642	IX-24
	Enforcement		642	IX-23
	Jurisdictional Standards		642	IX-20
	Representation		642	IX-23
	Unfair Labor Practices		642	IX-21
Negligent Employment			633	III-4
	Negligent Hiring		633	III-4
	Negligent Retention		633	III-5
N.C. Misc. Statutory Protections			642	IX-29
	Blacklisting		642	IX-29
	Confidential Information on Communicable Diseases		642	IX-30
	Discrimination Against Military Personnel		642	IX-30
	Discrimination for Sickle-Cell Trait or Hemoglobin C Trait		642	IX-29
	Employment Security Act		642	IX-30
	Lawful Use of Lawful Products		642	IX-31
	Parental Leave for School Involvement		642	IX-31
	Protection of Jurors		642	IX-31
	Retaliatory Employment Discrimination		642	IX-30
Occupational Health and Safety			633	III-2
	General Duty Clause		633	III-3
Recordkeeping (Employee): Checklist			570	IX-28
Respondeat Superior Liability			633	III-6
Safety			642	IX-19
Termination of Employment: Minimizing Liability			585	III-1
	At-Will Employment (N.C.)		585	III-1
	Convincing the Jury		585	III-29
	Reorganizations and Downsizing		585	III-30
	Spotting Potential Discrimination Claims		585	III-22
	Strategies to Minimize Liability		585	III-23
Wages and Hours			642	IX-18
	Fair Labor Standards Act		642	IX-18
	N.C. Wage and Hour Act		642	IX-18
WARN ACT			642	IX-28, II-11
Workplace Harassment			570	IX-29
Workplace Violence			633	III-1, III-10
	OSHA Obligations		633	III-2
	Respondeat Superior		633	III-6
	State Legislation		633	III-3
	Tort Liability; Negligent Hiring		633	III-4
	Workers' Compensation		633	III-7
		Application to Acts of Violence	633	III-8
		Coverage	633	III-7
		Exclusive Remedy	633	III-10

Environmental Law

Topic			Manuscript Number	Section/ Page
Acquiring Contaminated Realty (see Resolving Real Estate Problems, this heading)			570	X-A-1, X-C-1
"			682	III-1, X-C-18
	Considerations for Acquiring Realty		570	X-A-51
		Activities Prior to Closing	570	X-A-52
		Allocating Liabilities	570	X-A-53
		Seller's Potential Liabilities	570	X-A-51
	Managing Risks		570	X-A-45
		Allocating Risks	570	X-A-48
		Identifying Risks	570	X-A-45
		Limiting Risks	570	X-A-46
	N.C. Inactive Hazardous Sites Act		570	X-A-41
		Innocent Landowner Defense	570	X-A-42
		Other Defenses	570	X-A-43
Security Interest Defenses			570	X-A-43
Advising Clients			642	XI-2
Agencies (N.C.)			642	XI-5
Asbestos			633	VII-7
	Notification During Demolition		633	VII-8
	OSHA's Asbestos Advisor		633	VII-9
	Owner's Duty		633	VII-7
Assessment Report			570	X-B-2
	Assessment of Groundwater		570	X-B-9
	Assessment of Soils		570	X-B-5
	Decontamination Procedures		570	X-B-4
	Handling, Documentation, Transportation		570	X-B-16
	Interpretation of Results		570	X-B-22
	Laboratory Analytical Parameters		570	X-B-18
	Phase I Site Assessment		570	X-B-2
	Phase II Site Assessment		570	X-B-3
	QA/QC Plans		570	X-B-21
	Sampling and Analysis Plan		570	X-B-3
Audits			633	VII-12
	Audit Privilege Legislation		633	VII-15
	EPA's New Final Policy		633	VII-12
	Penalty for Self-Reported Violations		633	VII-15
	N.C		633	VII-15
CERCLA (SUPERFUND)			570	X-A-1, X-A-40
"			633	II-1
"			642	XI-17
	Administrative Reforms		633	VII-3
	Deductibility of Cleanup Costs		633	VII-7
	Federal Lien Authority		570	X-A-36
	Insurance Coverage		570	X-A-37
	Lender Liability		633	VII-6
	Liability		642	XI-17
	N.C. Changes		633	VII-7
	PRPs		642	XI-17
	Reauthorization		633	VII-1
Ethics			632	I-1
Expedited Permitting			633	VII-15
Forms (For Business Transactions)			642	XI-18
	Sample Conditions Precedent		642	XI-23
	Sample Environmental Indemnity		642	XI-26
	Sample Environmental Provisions (Stock Purchase)		642	XI-19
	Sample Environmental Representations		642	XI-22, XI-25
Indemnity			642	XI-26
Insurance Developments			633	VII-11
	Cleanup Cost-Overrun Insurance		633	VII-12
	Foreclosure Insurance		633	VII-12
	Property Transfer Insurance		633	VII-12
	Remediation Insurance		633	VII-11
International Standards			633	VII-16
Issues in Business Transactions			642	XI-8
	Activities Requiring Permits		642	XI-8
	Environmental Issues Generally		642	XI-9
	Underground Storage Tanks		642	XI-12
Lead-Based Paint			633	VII-9
Liability for Contamination			642	XI-14
	CERCLA Generally		642	XI-14
	N.C. Law		642	XI-15
	Personal Liability for Corporate Action		642	XI-16
Overview of Statutes			642	XI-3, XI-15
Resolving Real Estate Problems			682	III-1
	Asbestos		682	III-14
	Etiquette of Government Contacts		682	III-16
	Lead Paint		682	III-14
	Managing Contaminated Properties		682	III-1
	Managing Unknown Risks		682	III-14
	Risk Allocation Between Buyer and Seller		682	III-15
	Underground Tanks		682	III-7
	Watersheds		682	III-13
	Wetlands		682	III-10
Stock Purchase Agreement Provisions			642	XI-19
Toxic Release Inventory Reporting			633	VII-15
Underground Storage Tanks			633	VII-9
"			642	XI-12
	N.C. Law Changes		633	VII-9
	Secured Creditors		633	VII-9
Valuation of Contaminated Property			570	X-C-2
	Appraisal for Property Tax		570	X-C-10
	Approaches to Value		570	X-C-8
	Definitions		570	X-C-4
	Impact on Value		570	X-C-4

ERISA and Employee Benefits

Topic						Manuscript Number	Section/ Page
Employee Benefits in Mergers & Acquisitions						642	X-30
ERISA (Employee Retirement Income Security Act)
	Information and Reporting Requirements					642	X-20
	Issues in Plan Administration					642	X-25
	Qualification Rules					642	X-17
	Types of Employee Benefits					642	X-6
		Other Benefits				642	X-16
			Long-Term Incentive Plans			642	X-17
			Stock Appreciation Rights			642	X-17
			Stock Options			642	X-16
				Incentive Stock Options		642	X-16
				Other Options		642	X-16
		Pension Benefit Plans
			Non-qualified Plans			642	X-11
				Deferred Compensation		642	X-11
				Other		642	X-13
				Phantom Stock		642	X-12
				Rabbi Trusts		642	X-13
				Secular Trusts		642	X-13
			Qualified Plans			642	X-6
				Defined Benefit Plans		642	X-6
				Defined Contribution Plans		642	X-7
					401(k) Plan	642	X-7
					403(b) Annuities	642	X-9
					ESOPs	642	X-8
				Individual vs. Regional		642	X-9
				IRA		642	X-8
				Money Purchase Pension Plans		642	X-8
				Profit Sharing Plans		642	X-7
				Stock Bonus Plans		642	X-8
				Target Benefit Plans		642	X-8
			Welfare Benefit Plans			642	X-13
				Cafeteria Plans		642	X-14
				Dependent Care		642	X-15
				Disability Insurance		642	X-14
				Educational Assistance		642	X-15
				Health Insurance		642	X-13
				Life Insurance		642	X-14
				Severance Plans		642	X-11
				Travel Accident Insurance		642	X-14
				Vacation		642	X-16

Ethics

Topic		Manuscript Number	Section/ Page
Antitrust Counseling		632	III-1
Billing Practices		569	I-1
	ABA Formal Opinion 93-379	569	I-18
	Alternative Billing Arrangements	569	I-11
	N.C. Case Law	569	I-8
Business Practice		642	V-1
	Attorney as Director	642	V-25
	Charges for Existing Work Product	642	V-22
	Client Files	642	V-15
	Debiting Client Prepayment	642	V-21
	Determination of the Client	642	V-22, V-26
	Disclosure by Prospective Client	642	V-28
	Duties Relating to Death or Disability of Law Partner	642	V-28
	Fixed Fee	642	V-17
	Form of Bill	642	V-22
	Inadvertent Disclosure	642	V-27
	Limited Representation	642	V-21
	Ownership Interest in Lieu of Fee	642	V-24
	Paralegal Compensation	642	V-15
	Print and Radio Advertising	642	V-11
	Retainer	642	V-18
	Revision of Estimate	642	V-19
	Specialty Reference	642	V-15
	Suit for Fee	642	V-21
	Supervision	642	V-16
	Tacking onto Prior Title Report	642	V-17
	Waiver of Conflict	642	V-26
	Withdrawal	642	V-21
	Withdrawing Partner's Letters to Former Clients	642	V-13
	Withdrawing Partner's Letters to Others	642	V-14
	Work in a New Area	642	V-19
Compilation of Ethics Opinions		534	XV-19
Employment Law Matters		632	II-1
	Client Confidences	632	II-8
	Conflicts of Interest	632	II-1
	Zealous Representation	632	II-10
Engagement Letters		569	II-1
	Fee Structuring	569	II-2
	Non-Engagement Letters	569	II-4
	Sample Letters	569	II-3
Environmental Counseling		632	I-1
Fee arbitration		569	III-1
	Bylaws of the Tenth Judicial District Bar Fee Arbitration Program	569	III-8
	Fee Arbitration Statistics	569	III-17
	N.C. State Bar Fee Arbitration Program	569	III-3
	Suggested Form Letter	569	III-2
	Tips for Avoiding Fee Disputes	569	III-19
N.C. Rules of Professional Conduct		569	III-1

Financing Transactions (see also Commercial Loan Transactions)

Topic			Manuscript Number	Section/ Page
Financial Derivatives			570	VI-1
	Bankruptcy/Insolvency Concerns		570	VI-26
Governmental Entities			633	IV-A-1
	Arbitrage		633	IV-A-14
		Allocation and Accounting Rules	633	IV-A-18
		Arbitrage Bond Defined	633	IV-A-14
		Minor Portion Exception	633	IV-A-17
		Over-Issuance	633	IV-A-17
		Reasonably Required Reserve	633	IV-A-16
		Reimbursement Bonds	633	IV-A-19
		Statutory Framework	633	IV-A-14
		Temporary Investment Period Exceptions	633	IV-A-15
		The 150% Limitation	633	IV-A-17
		Yield	633	IV-A-17
	Eligible Issuers of Tax Exempt Obligations		633	IV-A-12
		State or Local Bond Requirement	633	IV-A-12
	Federal Income Tax Requirements		633	IV-A-12
	Industrial Revenue Bond		633	IV-A-10
	Information Return Requirements		633	IV-A-28
	Installment Contract (§ 160A-20)		633	IV-A-4
	Loans Through Small Business Administration		633	IV-A-28
	Management/Service Contract Limitations		633	IV-A-28
	Obligation Debt		633	IV-A-1
	Rebate		633	IV-A-19
		Exceptions	633	IV-A-21
		Statutory Framework	633	IV-A-19
	Registration Requirements		633	IV-A-28
	Tax Exempt Loans		633	IV-A-8
Interest Rate Swaps			570	VI-1
	Analysis of Single Currency, Local Jurisdiction Master Agreements		570	VI-18
	Chronology of an Interest Rate Swap		570	VI-16
	Documentation		570	VI-16, VI-17
	ISDA		570	VI-16
Other Interest Rate Products Offered by Lenders			570	VI-7
	Forward Rate Agreements		570	VI-9
	Interest Rate Caps		570	VI-8
	Interest Rate Collars		570	VI-9
	Interest Rate Floors		570	VI-9
	Leveraged Swaps		570	VI-11
	Structures Notes		570	VI-11
	Swap Options ("Puttable Swaps")		570	VI-10
Secondary Market Considerations			570	VI-12
	Capital/Regulatory Issues		570	VI-15
	Development of Secondary Market		570	VI-12
	Minimizing Credit Risks		570	VI-14
	Risks to Participants		570	VI-13

Foreign Judgments and Arbitration Awards

Topic		Manuscript Number	Section/ Page
Arbitral Awards		633	IV-B-1
	Enforcement	633	IV-B-22
	Recognition	633	IV-B-20
Federal Court Consideration		633	IV-B-4
State Court Principles		633	IV-B-8
Statutory Developments: Judgments		633	IV-B-11

Franchises (see International)

General Partnerships (see Choice of Business Entity and Partnerships)

Health Care Industry

Topic			Manuscript Number	Section/ Page
Emerging Issues in Health Care Industry
	Health Care's Changing Environment		570	IV-2
	Health Care Reform		570	IV-10
	New Concepts; New Entities		570	IV-18
		Independent Practice Associations	570	IV-26
		Integrated Delivery Systems	570	IV-22
		Physician-Hospital Organizations	570	IV-26
		Preferred Provider Organizations	570	IV-25
	Selected Legal Issues		570	IV-28
		Antitrust	570	IV-41
		Analysis of Integrated Delivery Systems	570	IV-43
		Business Implications	570	IV-45
		Corporate Practice of Medicine	570	IV-28
		Fraud and Abuse	570	IV-35
		IRS/Tax Law Considerations	570	IV-39
		Malpractice Exposure	570	IV-46

Insurance (see Environmental Law)

Topic		Manuscript Number	Section/ Page
Claims Handling Procedures		697	I-14
Components of Insurance Policy		697	I-6
Parties to Insurance Contract		697	I-1
Structure of Insurance Coverage		697	I-5
	Excess/Umbrella	697	I-5
	Primary	697	I-5
	Reinsurance	697	I-6
Types of Insurance		697	I-3
	Claims Made and Occurrence Policies	697	I-4
	First Party and Third Party Insurance	697	I-3
Working with Risk Manager		697	I-15

Intellectual Property/Intangibles

Topic	Manuscript Number	Section/ Page
As Collateral	570	VIII-1
Copyright	570	VIII-11
Patent Rights	570	VIII-2
Sample Forms	570	VIII-19
Trademarks	570	VIII-8

Interest Rate Swaps (see Financing Transactions)

International

Topic			Manuscript Number	Section/ Page
Accounting in International Transactions			633	V-B-1
	Accounting Changes		633	V-B-7
	Audit and Public Company Requirements		633	V-B-2
	Balance Sheet Principles		633	V-B-10
		Accounts Receivable	633	V-B-14
		Capital and Reserves	633	V-B-16
		Contingencies	633	V-B-16
		Current Liabilities	633	V-B-15
		Intangible Assets	633	V-B-11
		Inventories and Work in Progress	633	V-B-14
		Investments	633	V-B-12
		Leases	633	V-B-11
		Long-Term Debt	633	V-B-15
		Property, Plant and Equipment	633	V-B-11
	Business Combinations		633	V-B-3
	Changing Prices/Inflation Accounting		633	V-B-7
	Financial Statements		633	V-B-2
	Foreign Currency Translation		633	V-B-6
	General		633	V-B-2
	Income Statement Principles		633	V-B-16
		Capitalized Interest Costs	633	V-B-19
		Discontinued Operations	633	V-B-22
		Earnings per Share	633	V-B-22
		Extraordinary or Unusual Items	633	V-B-20
		Government Grants and Assistance	633	V-B-17
		Imputed Interest	633	V-B-19
		Income Taxes	633	V-B-20
		Postretirement Benefits	633	V-B-21
		Research and Development	633	V-B-18
	Joint Ventures		633	V-B-4
	Post Balance Sheet Events		633	V-B-8
	Prior Period Adjustments		633	V-B-8
	Related Party Transactions		633	V-B-9
	Segmental Information		633	V-B-9
	Standards		633	V-B-1
Arbitration (International Commercial)			682	VIII-B-1
"			534	XIII-13
	Agreements		682	VIII-B-4
	Election		682	VIII-B-1
	Pitfalls		682	VIII-B-12
	Practice		682	VIII-B-11
International Business Transactions
	Control of Materials Imported Into US		534	XIII-24
	Dispute Resolution-Arbitration		534	XIII-13
	Foreign Legal Assistance		534	XIII-27
	Forum Selection		534	XIII-12
	Purchase and Sale Contract		534	XIII-3
	UN Convention on the International Sale of Goods		534	XIII-10
	US Export Control Laws		534	XIII-18
International Distributorship			633	VI-1
	Contractual Considerations		633	VI-3
	Nature of the Relationship		633	VI-2

Business Law Section CLE Manuscripts Index